Romy M. Brown is chief operations and compliance officer of Beta Wealth Group. In this leadership role she helps manage operations, oversee regulatory measures and compliance and supports the Company’s future growth plans. Romy has over 20 years of experience in the financial advisory and planning industry, specializing in operations, finance, compliance and technology. Her solid background in running and providing executive level support for Registered Investment Advisor practices makes Romy an asset to the firm.